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Guiding Principles to Ensure Responsible Use of AI

The Executive View by The Executive View
August 9, 2023
in AI
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Whether embraced or despised, the rapid expansion of AI shows no signs of slowing down. However, the repercussions of AI mistakes can severely harm a brand’s reputation, as demonstrated by Microsoft’s initial chatbot, Tay. 

In the competitive world of technology, leaders are afraid of falling behind if they don’t maintain a fast pace, leading to a high-stakes scenario where cooperation appears risky, and defection becomes tempting. This situation, known as the “prisoner’s dilemma” in game theory, poses risks to responsible AI practices. 

To prioritize speed to market, leaders are fueling an AI arms race, where major corporate players are rushing to release products while potentially neglecting important considerations such as ethical guidelines, bias detection, and safety measures. Alarmingly, some major tech corporations are even downsizing their AI ethics teams at a time when responsible actions are most crucial.

Principles for Ensuring Responsible AI in the Workplace 

To assist decision-makers in avoiding adverse outcomes while maintaining competitiveness in the era of AI, we have formulated a set of principles for establishing a sustainable AI-driven workforce. 

These principles combine ethical frameworks from institutions like the National Science Foundation with legal requirements concerning employee monitoring and data privacy, such as the Electronic Communications Privacy Act and the California Privacy Rights Act. 

The steps to ensure responsible AI implementation at work include:

  • Informed Consent:
    Obtain voluntary and well-informed agreement from employees to participate in any AI-powered intervention after providing them with comprehensive information about the initiative, including its purpose, procedures, and potential risks and benefits.
  • Aligned Interests:
    Clearly articulate and align the goals, risks, and benefits for both the employer and employee.
  • Opt-In & Easy Exits:
    Ensure that employees can willingly opt into AI-powered programs without feeling pressured or coerced and allow them to withdraw from the program easily and without facing negative consequences or needing to provide an explanation.
  • Conversational Transparency:
    When utilizing AI-based conversational agents, the system should openly disclose any persuasive objectives it aims to achieve through dialogues with employees.
  • Debiased and Explainable AI:
    Explicitly outline the steps taken to eliminate, reduce, and mitigate bias in AI-driven employee interventions, particularly for disadvantaged and vulnerable groups. Additionally, provide transparent explanations of how AI systems arrive at their decisions and actions.
  • AI Training and Development:
    Provide continuous training and development for employees to ensure the safe and responsible utilization of AI-powered tools.
  • Health and Well-Being:
    Identify potential types of AI-induced stress, discomfort, or harm and articulate measures to minimize associated risks. For example, consider how to minimize stress caused by constant AI-powered monitoring of employee behavior.
  • Data Collection:
    Clearly identify the types of data that will be collected, especially if data collection involves invasive or intrusive procedures (such as using webcams in work-from-home situations), and outline steps to minimize risk.
  • Data:
    Disclose any intentions to share personal data, including the recipients and reasons for sharing.
  • Privacy and Security:
    Define protocols for maintaining privacy, securely storing employee data, and outline steps to be taken in the event of a privacy breach.
  • Third-Party Disclosure:
    Provide disclosure regarding all third parties involved in providing and maintaining AI assets, clarify their role, and explain how they will ensure employee privacy.
  • Communication:
    Keep employees informed about changes in data collection, data management, data sharing, as well as any changes in AI assets or relationships with third parties.
  • Laws and Regulations:
    Express an ongoing commitment to comply with all laws and regulations pertaining to employee data and the use of AI.

Concluding Note
Leaders should strongly implement, adopt and develop this checklist within their organizations. By adhering to these principles, leaders can ensure the rapid and responsible deployment of AI.

The Executive View

The Executive View

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